Libra
REGULATORY

Regulation and compliance

Investment adviser registration

Libra Investment Advisors Inc. is registered as an investment adviser in Florida under CRD 333647. Registration does not imply endorsement, recommendation or guaranteed performance.

CTA registration and program availability

Libra is registered with the CFTC as a commodity trading advisor and is an NFA Member under NFA ID 0577422. CTA registration describes Libra’s regulatory capacity with respect to commodity interests. It does not mean that every Libra account includes futures or that a public managed-futures program is currently available. Availability depends on applicable agreements, permissions and current program documentation.

Segregated-account custody and limited authority

Assets in segregated advisory accounts are held in the client’s name at an independent qualified custodian. Libra’s authority is limited by the written advisory agreement and applicable account permissions.

Third-party-issued notes and issuer risk

An investment note is issued by an independent third party. The investor owns the note, not a segregated underlying account. Libra may manage the referenced strategy but is not the issuer, custodian or guarantor. The investor is exposed to the issuer and the risks described in the final offering documents.